ALCOA++ Principles

Core Principles

The Six Core Principles

These six principles describe what every individual data entry must be — whether on paper or in an electronic system.

Who & whenAttributable

Data must clearly identify who recorded the data and when.

Key expectations
  • Signed, dated and identifiable entries
  • All changes traceable to the responsible individual

ReadableLegible

Data must be clear, readable and understandable.

Key expectations
  • No ambiguity for monitors, auditors or regulators
  • Supports accurate review and verification

Real timeContemporaneous

Data must be recorded at the time the activity occurs.

Key expectations
  • Real-time entry of data
  • Dates, initials and timestamps recorded correctly
  • Prevents recall errors and omissions

First recordOriginal

Data must be maintained as original records or certified true copies.

Key expectations
  • Ensures authenticity and accuracy
  • Maintains confidentiality
  • Supports regulatory credibility

TruthfulAccurate

Data must be truthful, consistent and error-free.

Key expectations
  • Corrections are justified and traceable
  • Original entries remain visible

Nothing missingComplete

All required data must be fully documented.

Key expectations
  • No missing or unexplained information
  • Supports meaningful analysis and collaboration
The “++”

Enhanced Principles

The enhanced principles extend beyond the individual entry to how data is organised, preserved and accessed across the life of the study.

In orderConsistent

Data should be recorded in a logical and chronological order.

Key expectations
  • Uniform documentation across systems
  • Clear sequencing of events

PreservedEnduring

Data should be securely stored and retained for the required period.

Key expectations
  • Protection from loss or unauthorized changes
  • Long-term data preservation

On requestAvailable

Data should be readily accessible when required.

Key expectations
  • Accessible for monitoring
  • Available for audits
  • Available for regulatory inspections
In Practice

What a Good Correction Looks Like

A single paper source record can show several ALCOA++ principles at once. When an error is found, it is corrected without hiding the original entry.

Visit 3 — Vital Signs Subject ID: SUBJ-0xx

Date of visit12/03/2026
Time recorded10:15
Weight (kg)76.467.4RK 12/03/26 — transcription error
Blood pressure128 / 82 mmHg
Recorded byR. Kumar  ·  12/03/26
1 2 3

Illustrative example only — not a real participant record.

  1. 1

    Recorded at the time Contemporaneous

    Date and time are written during the visit, not reconstructed later.

  2. 2

    Single-line correction Accurate Original

    The wrong value stays readable under one line; the correction is initialled, dated and the reason given — no overwriting or correction fluid.

  3. 3

    Signed and dated Attributable

    Anyone reviewing the record can see who made each entry and change, and when.

Resources

Data Integrity Resources

Download this guide, or see how data integrity fits into the ICH E6(R3) Good Clinical Practice framework.

Download ALCOA++ (PDF) ICH E6(R3) Data Governance Privacy & Confidentiality SAE Reporting Timeline